CFE Law 시험 - ACFE실제시험문제와 답 - 103문항

Question No : 1

Which of the following statements concerning the appointment of expert witnesses at that is accurate?

A.Generally, the court appoints the primary expert witnesses in inquisitorial jurisdictions.
B.Generally, only the parties may select expert witnesses in inquisitional jurisdictions.
C.Generally the court selects the primary expert witnesses in adversarial jurisdictions.
D.Generally, only the parties may select experts to introduce testimony in adversarial jurisdictions

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Question No : 2

Which of the following is the MOST ACCURATE statement about the circumstances under which a conflict of interest claim would be actionable against an agent?

A.The agent must have purported to act on behalf of or as an agent for an identified principal
B.The agent must have had an undisclosed interest m a matter that could influence their professional role
C.The agent must have informed the principal of their actions
D.The agent must have been authorized by someone with actual authority to carry out the transaction at issue

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Question No : 3

Which of the following is the MOST ACCURATE statement about the litigation privilege in common law jurisdictions?

A.The primary purpose of the litigation privilege is to protect confidential communications between a client and the client's legal representative
B.The litigation privilege only protects documents and materials prepared by an attorney
C.The litigation privilege applies only while a trial is underway
D.The litigation privilege applies only to documents and materials prepared in anticipation of litigation

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Question No : 4

Under the World Bank Principles for Effective Insolvency and Credit/Debtor Regimes (World Bank Principles), which of the following parties should administer the debtor's estate in liquidation bankruptcy proceedings?

A.The jurisdiction's commerce department or equivalent agency
B.The creditor with the largest claim against the debtor
C.The debtor, supervised by an independent insolvency representative
D.An independent insolvency representative

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Question No : 5

Company A sued Company B to recover damages tor the breach of a contract. In the same proceeding Company B sought damages for an allegation that Company A fraudulently induced Company B into entering the contract In this case what would Company B's claim against Company A be called?

A.Cross-claim
B.Collateral attack
C.Reversal
D.Counterclaim

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Question No : 6

Which of the following is an example of a trade-based money laundering scheme?

A.An importer and an exporter conspire to conceal illicit funds by creating invoices that understate the quantity of goods shipped internationally
B.An accountant overstates a restaurants revenues to hide illegal funds that are secretly laundered through the business
C.A drug cartel outside of the United States launders illicit funds by hiring runners to deposit small amounts of money in bank accounts throughout the United States
D.A businessperson deposits illicit funds into the bank account of a company they secretly own which then lends the funds back to them

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Question No : 7

Which of the following is generally NOT one of the goals of deferred prosecution agreements?

A.To postpone prosecution until a company conducts an extensive internal investigation
B.To get an organization to reform its policies
C.To allow prosecutors to resolve a case while still punishing malfeasance
D.To reduce the risk of illegal practices at an organization

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Question No : 8

Nora, a health care provider b convicted of health care fraud in criminal court After her conviction, the national health agency begins a proceeding to prohibit Nora from seeking reimbursement from government health care programs for five years.
Which type of administrative penalty is the national health agency seeking?

A.License suspension
B.Debarment
C.License revocation
D.Disenfranchisement

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Question No : 9

Which of the following statements about the appeals process in cranial cases is MOST ACCURATE?

A.In common law jurisdictions, appellate courts are generally not permitted to make their own factual determinations when reviewing a case
B.In civil law jurisdictions appellate courts are generally not permitted to make their own legal conclusions when reviewing a case
C.Appellate courts will usually hear an appeal even if the petition was not filed in a timely manner
D.Appellate courts will usually reverse a conviction even if the trial court's error did not affect the outcome of the case

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Question No : 10

Which of the following statements about the International Organization of Securities Commissions (IOSCO) s TRUE?

A.IOSCO is a self-regulatory organization for companies that have securities traded on international securities markets
B.IOSCO provides a forum for regular cooperation on banking supervisory matters affecting developing nations
C.IOSCO is an oversight body responsible for issuing and enforcing regulations that govern all international securities markets
D.IOSCO is recognized as the international standard-setter for securities markets

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Question No : 11

Davis is an employee at Waccamaw Homeplace a publicly traded corporation Davis knows that Waccamaw is about to publicly announce a new joint venture project in China, so he buys shares of Waccamaw stock Assuming that his conduct was illegal m the jurisdiction in which he works and resides, what type of crime did Davis MOST LIKELY commit?

A.Churning
B.Futures fraud
C.Insider trading
D.Trading on margin

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Question No : 12

Which of the following statements concerning examinations of expert witnesses in most inquisitorial jurisdictions is accurate?

A.The expert has the discretion to determine the scope of the examinations
B.The judge is not allowed to question the expert's credibility under any circumstance
C.The parties determine the extent of consideration to be given to the expert's testimony
D.The parties are often allowed to question the expert's methods and analysis

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Question No : 13

During a bankruptcy bustout scheme, or planned bankruptcy, the debtor committing the fraud typically performs which of the following actions?

A.Colludes with creditors and the trustee to pay some creditors but not ethers
B.Bribes a trustee to overlook assets in the debtor's possession
C.Conspires with suppliers to produce fraudulent invoices
D.Purchases large quantities of goods on credit

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Question No : 14

Which of the following is NOT a right of the accused under the United Nations' (UN) International Covenant on Civil and Political Rights (ICCPR)?

A.Right of the accused to be informed of criminal charges
B.Right to be presumed innocent until proven guilty
C.Right to a trial by jury
D.Freedom from arbitrary arrests

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Question No : 15

Which of the following statements concerning fact finders in criminal trials in common law jurisdictions is MOST ACCURATE?

A.The presence of a jury is always required to make factual findings in a common law criminal trial
B.A panel of a professional judge and lay judges usually serves as the fact finder in serious cases
C.A judge is typically responsible for factual findings
D.Juries usually serve as the fact finder in serious cases

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